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The microcode_ctl package contains microcode files (vendor-provided binary data
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and/or code in proprietary format that affects behaviour of a device) for Intel
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CPUs that may be loaded into the CPU during boot.
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The microcode_ctl package contains provisions for some issues related
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to microcode loading.  While those provisions are expected to suit most users,
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several knobs are available in order to provide ability to override the default
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behaviour.
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General behaviour
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=================
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In RHEL 8 (as well as RHEL 7 before it), there are currently two main handlers
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for CPU microcode update:
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 * Early microcode update. It uses GenuineIntel.bin or AuthenticAMD.bin file
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   placed at the beginning of an initramfs image
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   (/boot/initramfs-KERNEL_VERSION.img, where "KERNEL_VERSION" is a kernel
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   version in the same format as provided by "uname -r") as a source
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   of microcode data, and is performed very early during the boot process
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   (if the relevant microcode file is available in the aforementioned file).
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 * On-demand (late) microcode update. It can be triggered by writing "1" to
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   /sys/devices/system/cpu/microcode/reload file (provided my the "microcode"
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   module). It relies on request_firmware infrastructure, which searches (and
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   loads, if found) microcode from a file present in one of the following
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   directories (in the search order):
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       /lib/firmware/updates/KERNEL_VERSION/
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       /lib/firmware/updates/
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       /lib/firmware/KERNEL_VERSION/
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       /lib/firmware/
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  (there is also an additional directory that can be configured via the
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  "fw_path_para" module option of the "firmware_class" module; as this module
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  is built-in in RHEL kernel, a boot parameter "firmware_class.fw_path_para"
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  should be used for that purpose; this is out of the document's scope, however)
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The firmware for Intel CPUs is searched in "intel-ucode" subdirectory, and for
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AMD CPUs, a file under "amd-ucode" is searched.
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For Intel CPUs, the name of the specific microcode file the kernel tries to load
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has the format "FF-MM-SS", where "FF" is the family number, "MM" is the model
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number, and "SS" is the stepping. All those numbers are zero-filled to two digits
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and are written in hexadecimal (letters are in the lower case).  For AMD CPUs,
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the file name has the format "microcode_amd_famFFh.bin", where "FF" is the
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family number, written in hexadecimal, letters are in the lower case, not
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zero-filled.
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The early microcode is placed into initramfs image by the "dracut" script, which
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scans the aforementioned subdirectories of the configured list of firmware
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directories (by default, the list consists of two directories in RHEL 8,
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"/lib/firmware/updates" and "/lib/firmware").
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In RHEL 8, AMD CPU microcode is shipped as a part of the linux-firmware package,
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and Intel microcode is shipped as a part of the microcode_ctl package.
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The microcode_ctl package currently includes the following:
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 * Intel CPU microcode files, placed in /usr/share/microcode_ctl/intel-ucode
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   directory (currently there are none);
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 * A dracut module, /usr/lib/dracut/modules.d/99microcode_ctl-fw_dir_override,
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   that controls which additional firmware directories will be added to dracut's
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   default configuration;
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 * A dracut configuration file, /usr/lib/dracut/dracut.conf.d/01-microcode.conf,
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   that enables inclusion of early microcode to the generated initramfs
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   in dracut;
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 * A dracut configuration file,
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   /usr/lib/dracut/dracut.conf.d/99-microcode-override.conf, that provides a way
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   to quickly disable 99microcode_ctl-fw_dir-override dracut module;
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 * A systemd service file, microcode.service, that triggers microcode reload
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   late during boot;
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 * A set of directories in /usr/share/microcode_ctl/ucode_with_caveats, each
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   of which contains configuration and related data for various caveats related
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   to microcode:
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   * readme - description of caveat and related information,
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   * config - caveat configuration file, with syntax as described in "Caveat
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     configuration" section below,
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   * intel-ucode - directory containing microcode files related to the caveat;
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 * A set of support scripts, placed in /usr/libexec/microcode_ctl:
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   * "check_caveats" is an utility script that performs checks of the target
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     kernel (and running CPU) in accordance with caveat configuration files
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     in ucode_with_caveats directory and reports whether it passes them or not,
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   * "reload_microcode" is a script that is called by microcode.service and
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     triggers microcode reloading (by writing "1" to
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     /sys/devices/system/cpu/microcode/reload) if the running kernel passes
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     check_caveats checks,
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   * "update_ucode" is a script that populates symlinks to microcode files
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     in /lib/firmware, so it can be picked up by relevant kernels for the late
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     microcode loading.
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Also, microcode_ctl RPM includes triggers that run update_ucode script on every
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installation or removal of a kernel RPM in order to provide microcode files
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for newly installed kernels and cleanup symlinks for the uninstalled ones.
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Microcode file structure
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------------------------
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Intel x86 CPU microcode file (that is, one that can be directly consumed
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by the CPU/kernel, and not its text representation such as used in microcode.dat
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files) is a bundle of concatenated microcode blobs.  Each blob has a header,
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payload, and an optional additional data, as follows (for additional information
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please refer to "Intel® 64 and IA-32 Architectures Software Developer’s Manual"
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[1], Volume 3A, Section 9.11.1 "Microcode Update"):
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 * Header (48 bytes)
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    * Header version (unsigned 32-bit integer): version number of the update
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      header.  Must be 0x1.
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    * Microcode revision (signed 32-bit integer)
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    * Microcode date (unsigned 32-bit integer): encoded as BCD in mmddyyyy format
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      (0x03141592 is 1592-03-14 in ISO 8601)
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    * CPU signature (unsigned 32-bit integer): CPU ID, as provided
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      by the CPUID (EAX = 0x1) instruction in the EAX register:
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       * bits 31..28: reserved
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       * bits 27..20: "Extended Family", summed with the Family field value
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       * bits 19..16: "Extended Model", bits 7..4 of the CPU model
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       * bits 15..14: reserved
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       * bits 13..12: "Processor Type", non-zero value (other than the "primary
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         processor") so far used only for the Deschutes (Pentium II) CPU family,
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         with the processor type of 1, to signify it is an Overdrive processor:
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         CPUID 0x1632.
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       * bits 11..08: Family, summed with the Extended Family field value
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       * bits 07..04: Model (bits 3..0)
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       * bits 03..00: Stepping
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      In short, microcode file with Family-Model-Stepping of uv-wx-0z corresponds
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      to CPUID 0x0TUw0Vxz, where uv = TU + V, with V usually being 0xF when
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      uv >= 16; with Family being 6 on most of recent Intel CPUs this transforms
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      into 0x000w06xz.  Please also refer to README.intel-ucode, section "About
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      Processor Signature, Family, Model, Stepping and Platform ID"
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      for additional information.
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    * Checksum (unsigned 32-bit integer): correct if sum (in base 1 << 32) of all
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      the 32-bit integers comprising the microcode amounts to 0.
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    * Loader version (unsigned 32-bit integer): 0x1.
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    * Platform ID mask (unsigned 32-bit integer): lower 8 bits indicate the set
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      of possible values of bits 52..50 of MSR 0x17 ("Platform ID").  In old
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      (up to Pentium II) microcode blobs the mask may be zero.
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    * Data size (unsigned 32-bit integer): size of the Payload in bytes,
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      has to be divisible by 4.  0 means 2000.
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    * Total size (unsigned 32-bit integer): total microcode blob size (including
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      header and extended header), has to be divisible by 1024.  0 means 2048.
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    * Reserved (12 bytes).
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 * Payload
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 * Additional data (optional, 20 + 12 * n bytes)
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    * Extended signature table header (20 bytes)
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       * Extended signature count (unsigned 32-bit integer)
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       * Checksum (unsigned 32-bit integer): correct if sum (in base 1 << 32)
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         of all the 32-bit integers comprising the extender signature table
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         amounts to 0.
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       * Reserved (12 bytes).
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    * Extended signature (12 bytes each)
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       * CPU signature (unsigned 32-bit integer): see the description of the CPU
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         signature field in the Header above.
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       * Platform ID mask (unsigned 32-bit integer): see the description
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         of the Platform ID mask field in the Header above.
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       * Checksum (unsigned 32-bit integer): correct if sum (in base 1<< 32)
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         of all the 32-bit integers comprising the Header (with CPU signature
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         and Platform ID mask fields replaced with the values from this signature)
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         and the Payload amounts to 0.  Note that since External signature table
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         header has its own checksum, sum of all its 32-bit values amounts to 0,
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         so the Checksum in the Header and in the Extended signature will be
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         the same if the values of CPU signature and Platform ID mask fields
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         are the same,
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[1] https://software.intel.com/content/www/us/en/develop/download/intel-64-and-ia-32-architectures-sdm-combined-volumes-1-2a-2b-2c-2d-3a-3b-3c-3d-and-4.html
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Caveat configuration
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--------------------
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There is a directory for each caveat under
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/usr/share/microcode_ctl/ucode_with_caveats, containing the following files:
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 * "config", a configuration file for the caveat;
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 * "readme", that contains description of the caveat;
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 * set of related associated microcode files.
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"config" file is a set of lines each containing option name and its value,
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separated by white space.  Currently, the following options are supported:
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 * "model" option, which has format "VENDOR_ID FF-MM-SS", that specifies
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   to which CPU model the caveat is applicable (check_caveats ignores caveats
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   with non-matching models if "-m" option is passed to it). Can be set
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   in the configuration file only once (the last provided value is used).
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 * "vendor" option specifies CPUs of which vendor (as provided
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   in the /proc/cpuinfo file) the caveat is applicable to (check_caveats
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   ignores caveats with non-matching models when it is invoked with "-m"
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   option). Can be set in the configuration file only once.
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 * "path" is a glob pattern that specifies set of microcode files associated
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   with the caveat as a relative path to the caveat directory. This option
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   is used for populating files in /lib/firmware by update_ucode script and
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   for matching microcode file when dracut is run in host-only mode
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   (as in that case it uses only the first directory in firmware directory list
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   to look for the microcode file applicable to the host CPU).  Can be set
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   in the configuration file multiple times.
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 * "kernel" is a minimal kernel version that supports proper handling
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   of the related microcode files during late microcode load.  It may be
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   provided in one of the following formats that affect the way it is compared
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   to the running kernel version:
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    * A.B.C (where A, B, and C are decimal numbers), "upstream version". In this
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      case, simple version comparison against the respective part of the running
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      kernel version is used, and the running kernel version should be greater
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      or equal than the version provided in the configuration option in order
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      for comparison to succeed (that is, the first part, major version number,
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      of the running kernel version should be greater than the value provided
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      in the configuration option, or those should be equal and the second part,
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      minor version number, should be greater than the minor version number
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      of the kernel version provided in the configuration option, or the first
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      two parts should be equal and the third part, patch level, should
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      be greater or equal the patch level of the version in the configuration
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      option).
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    * A.B.C-Y (where A, B, C, and Y are decimal numbers), "Y-stream version".
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      In this case, A.B.C part should be equal, and Y part of the running kernel
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      version should be greater or equal than the Y part of the configuration
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      option version in order to satisfy the comparison requirement.
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    * A.B.C-Y.Z1.Z2 (where A, B, C, Y, Z1, and Z2 are decimal numbers),
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      "Z-stream version". In this case, A.B.C-Y part should be equal and Z1.Z2
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      part of the running kernel should be greater or equal than the respective
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      part of the configuration option version (when compared as a version)
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      for comparison to succeed.
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   Kernel version check passed if at least one comparison of the running kernel
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   version against a kernel version provided in a configuration option
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   succeeded.  The "kernel" configuration option can be provided
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   in the configuration file multiple times.
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 * "kernel_early" is a minimal kernel version that supports proper handling
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   of the related microcode during early microcode load. The format of the
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   option and its semantics is similar to the "kernel" configuration options.
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   This option can be provided multiple times as well.
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 * "mc_min_ver_late" is the minimal version of the currently loaded microcode
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   on the CPU (as reported in /proc/cpuinfo) that supports late microcode
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   update.  Microcode update will be attempted only if the currently loaded
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   microcode version is greater or equal the microcode version provided
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   in the configuration option. Can be set in the configuration file only once.
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 * "disable" is a way to disable a specific caveat from inside its
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   configuration. Argument for the argument is a list of stages ("early",
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   "late") for which the caveat should be disable. The configuration option
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   can be provided multiple times in a configuration file.
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 * "pci_config_val" performs check for specific values in selected parts
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   of configuration space of specified PCI devices.  If "-m" option
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   is not specified, then the actual check is skipped, and the check returns
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   result in accordance with the provided "mode" option (se below).  Check
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   arguments are a white-space-separated list of "key=value" pairs.
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   The following keys are supported:
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    * "domain" - PCI domain number, or "*" (an asterisk) for any domain.
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      Default is "*".
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    * "bus" - PCI bus number, or "*" (an asterisk) for any bus.  Default is "*".
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    * "device" - PCI device number, or "*" (an asterisk) for any device.
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      Default is "*".
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    * "function" - PCI function number, or "*" (an asterisk) for any function.
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      Default is "*".
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    * "vid" - PCI vendor ID, or empty string for any vendor ID.  Default
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      is empty string.
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    * "did" - PCI device ID, or empty string for any device ID.  Default
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      is empty string.
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    * "offset" - offset in device's configuration space where the value resides.
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      Default is 0.
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    * "size" - field size.  Possible values are 1, 2, 4, or 8.  Default is 4.
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    * "mask" - mask applied to the values during the check.  Default is 0.
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    * "val" - comma-separated list of matching values.  Default is 0.
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    * "mode" - check mode, the way matches are interpreted:
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       * "success-any" - check succeeds if there was at least one match,
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         otherwise it fails.
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       * "success-all" - check succeeds if there was at least one device checked
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         and all the checked devices have matches, otherwise the check fails.
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       * "fail-any" - check fails if there was at least one match, otherwise
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         it succeeds.
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       * "fail-all" - check fails if there was at least one device checked
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         and all the checked devices have matches, otherwise the check succeeds.
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      Default is "success-any".
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   An example of a check:
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       pci_config_val mode=success-all device=30 function=3 vid=0x8086 did=0x2083 offset=0x84 size=4 mask=0x38 val=0x38,0x18,0x8
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   It interprets 4 bytes at offset 0x84 of special files "config" under
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   directories that match glob pattern "/sys/bus/pci/devices/*:*:1e.3"
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   as an unsigned integer value, applies mask 0x38 (thus selecting bit 5..3
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   of it) and checks whether it is one of the values 0x38, 0x18, or 0x8 (0b111,
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   0b011, or 0b001 in bits 5..3, respectively); if there are such files,
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   and all the checked values in every checked file has matched at least one
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   of the aforementioned value, then the check is successful, otherwise
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   it fails (in accordance with "mode=success-all" semantics).  This check fails
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   if "-m" option is not specified.
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 * "dmi" performs checks for specific values available in DMI sysfs files
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   (present under /sys/devices/virtual/dmi/id/).  The check (when it is actually
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   performed; see a not about "no-model-mode" below) fails if one of the files
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   is not readable.  If "-m" option is not specified, then the actual check
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   is skipped, and the check returns value in accordance with "no-model-mode"
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   parameter value (see below).  Check arguments are a white-space-separated
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   list of "key=value" pairs.  The following keys are supported:
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    * "key" - DMI file to check. Value can be one of the following: bios_date,
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      bios_vendor, bios_version, board_asset_tag, board_name, board_serial,
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      board_vendor, board_version, chassis_asset_tag, chassis_serial,
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      chassis_type, chassis_vendor, chassis_version, product_family,
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      product_name, product_serial, product_uuid, product_version, sys_vendor.
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      Default is empty string.
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    * "val" - a string to match DMI data present in "key" against.
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      Can be enclosed in single or double quotes.  Default is empty string.
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    * "keyval" - a pair of "key" and "val" values (with semantics described
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      above), separated with either "=", ":", "!=", or "!:" characters.  Enables
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      providing of multiple key-value pairs by means of supplying multiple
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      keyval= parameters.  The exclamation sign ("!") character in separator
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      enables negated matching (so, non-equality of the value in DMI "key" file
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      and the value of "val" is).  The match considered successful when all
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      the key/val (non-)equalities are in effect.  This parameter works
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      in addition to the pair provided in "key" and "val" parameters
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      (but allows to avoid using them).  Default is empty.
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    * "mode" - check mode, the way successful matches are interpreted:
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       * "success-equal" - returns 0 if the value present in the file
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         with the name supplied via the "key" parameter file under
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	 /sys/devices/virtual/dmi/id/ is equal to the value supplied as a value
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	 of "val" parameter and all the pairs provided in "keyval" parameters
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	 are equal and non-equal in accordance with their definition,
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	 otherwise 1.
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       * "fail-equal" - returns 1 if the value present in the file
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         with the name supplied via the "key" parameter file under
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	 /sys/devices/virtual/dmi/id/ is equal to the value supplied as a value
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	 of "val" parameter and all the pairs provided in "keyval" parameters
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	 are equal and non-equal in accordance with their definition,
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	 otherwise 0.
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      Default is "success-any".
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    * "no-model-mode" - return value if model filter ("-m" option)
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      is not enabled:
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       * "success" - return 0.
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       * "fail" - return 1.
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      Default is "success".
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   An example of a check:
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       dmi mode=fail-equal no-model-mode=success key=bios_vendor val="Dell Inc."
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   It checks file /sys/devices/virtual/dmi/id/bios_vendor and fails if its
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   content is "Dell Inc." (without quotes).  It succeeds if "-m" option
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   is not enabled.
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   Another example:
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       dmi mode=fail-equal keyval="sys_vendor=Amazon EC2" keyval="product_name=u-18tb1.metal"
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       dmi mode=fail-equal keyval="sys_vendor=Lenovo" keyval="product_name=ThinkSystem SR950"
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   It blocks the caveat from using when either both
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   /sys/devices/virtual/dmi/id/sys_vendor contains the string "Amazon EC2"
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   and /sys/devices/virtual/dmi/id/product_name contains the string
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   "u-18tb1.metal" or both /sys/devices/virtual/dmi/id/sys_vendor contains
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   the string "Lenovo" and /sys/devices/virtual/dmi/id/product_name contains
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   the string "ThinkSystem SR950", but enables caveat loading for other products
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   with the aforementioned /sys/devices/virtual/dmi/id/sys_vendor values,
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   for example.
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 * "dependency" allows conditional enablement of a caveat based on the check
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   status of some other caveat(s).  It has the following format:
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       dependency DEPENDENCY_TYPE DEPENDENCY_NAME [OPTION...]
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   where DEPENDENCY_NAME is the configuration to be checked, OPTIONs
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   are per-DEPENDENCY_TYPE, and the only DEPENDENCY_TYPE that is supported
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   currently is "required".
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   Options for the "required" dependency type:
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    * "match-model-mode" - whether model matching mode ("-m" option)
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      has to be used for the nested configuration check. Possible values:
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       * "on" - model-matching mode is always used during the nested check;
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       * "off" - model-matching mode is never used during the nested check;
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       * "same" - used the same model-matching mode as it is now.
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      Default is "same".
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    * "skip" - controls result of the check when the nested check indicated
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      skipping of the configuration.
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       * "fail" - the dependent check fails;
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       * "success" - the dependent check succeeds;
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       * "skip" - the dependent check indicates that the configuration
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         is to be skipped.
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      Default is "skip".
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    * "force-skip" - controls result of the check when the nested check
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      indicated skipping of the configuration caused by the presence
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      of an override file (see "check_caveats script" section for details).
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       * "fail" - the dependent check fails;
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       * "success" - the dependent check succeeds;
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       * "skip" - the dependent check indicates that the configuration
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         is to be skipped.
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      Default is "skip".
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    * "nesting-too-deep" - as a measure against dependency loop, configuration
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      checking logic implements nesting limit on dependency checks (currently
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      set at 8).  This option controls the behaviour of the check
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      when the nested check cannot be performed due to this limit.
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       * "fail" - the dependent check fails;
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       * "success" - the dependent check succeeds;
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       * "skip" - the dependent check indicates that the configuration
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         is to be skipped.
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      Default is "fail".
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   An example of a check:
fe8809
       dependency required intel skip=success match-model-mode=off
fe8809
   It checks "intel" caveat configuration (see the "Early microcode load
fe8809
   inside a virtual machine" section) with model-matching mode being disabled,
fe8809
   treats skipping of the configuration as a success (unless the configuration
fe8809
   is forced to be skipped, in that case the dependent configuration
fe8809
   is to be skipped as well).
c59b13
c59b13
c59b13
check_caveats script
c59b13
--------------------
c59b13
"check_caveats" is an utility script (called by update_ucode, reload_microcode,
c59b13
dracut module) that performs checks of the target kernel (and running CPU)
c59b13
in accordance with caveat configuration files in directory
c59b13
"/usr/share/microcode_ctl/ucode_with_caveats", and returns information, whether
c59b13
the system passes the checks, or not.
c59b13
c59b13
Usage:
c59b13
    check_caveats [-e] [-k TARGET_KVER] [-c CONFIG]* [-m] [-v]'
c59b13
c59b13
Options:
c59b13
  -e - check for early microcode load possibility (instead of late microcode
c59b13
       load). "kernel_early" caveat configuration options are used for checking
c59b13
       instead of "kernel", and "mc_min_ver_late" is not checked.
c59b13
  -k - target kernel version to check against, $(uname -r) is used otherwise.
c59b13
  -c - caveat(s) to check, all caveat configurations found inside
c59b13
       $MC_CAVEATS_DATA_DIR are checked otherwise.
c59b13
  -m - ignore caveats that do not apply to the current CPU model.
c59b13
  -v - verbose output.
c59b13
c59b13
Environment:
c59b13
  MC_CAVEATS_DATA_DIR - directory that contains caveats configurations,
c59b13
                        "/usr/share/microcode_ctl/ucode_with_caveats"
c59b13
			by default.
c59b13
  FW_DIR - directory containing firmware files (per-kernel configuration
c59b13
           overrides are checked there), "/lib/firmware" by default.
c59b13
  CFG_DIR - directory containing global caveats overrides,
c59b13
            "/etc/microcode_ctl/ucode_with_caveats" by default.
c59b13
c59b13
Output:
c59b13
  Script returns information about caveats check results. Output has a format
c59b13
  of "KEY VALUE1 VALUE2 ..." with KEY defining the semantics of the VALUEs.
c59b13
  Currently, the following data is issued:
c59b13
   - "cfgs" - list of caveats that have been processed (and not skipped
c59b13
      due to missing "config", "readme", or a disallow-* override described
c59b13
      below);
c59b13
   - "skip_cfgs" - list of caveats that have been skipped (due to missing
c59b13
     config/readme file, or because of overrides);
c59b13
   - "paths" - list of glob patterns matching files associated with caveats
c59b13
     that have been processed;
c59b13
   - "ok_cfgs" - list of caveat configurations that have all the checks passed
c59b13
     (or have enforced by one of force-* overrides described below);
c59b13
   - "ok_paths" - list of glob patterns associated with caveat files from
c59b13
     the "ok_cfgs" list;
c59b13
   - "fail_cfgs" - list of caveats that have one of the checks failed.
c59b13
   - "fail_paths" - list of glob patterns associated with caveats from the
c59b13
     "fail_cfgs" list.
c59b13
c59b13
Return value:
c59b13
  - 0 in case caveats check has passed, 1 otherwise.
c59b13
  - In "-d" mode, 0 is always returned.
c59b13
c59b13
Overrides:
c59b13
c59b13
When check_caveats perform its checks, it also checks for presence of files
c59b13
in specific places, and, if they exist, check_caveats skips a caveat or ignores
c59b13
its checks; that mechanism allows overriding the information provided
c59b13
in configuration on local systems and affect the behaviour of the microcode
c59b13
update process.
c59b13
c59b13
Current list of overrides (where $FW_DIR and $CFG_DIR are the environment
c59b13
options described earlier; $kver - the currently processed kernel version,
c59b13
$s is the requested stage ("early" or "late"), $cfg is the caveat directory
c59b13
name):
c59b13
    $FW_DIR/$kver/disallow-$s-$cfg - skip a caveat for the requested stage for
c59b13
                                     a specific kernel version..
c59b13
    $FW_DIR/$kver/force-$s-$cfg - apply a specific caveat file for a specific
c59b13
                                  kernel version for the requested stage without
c59b13
				  performing any checks.
c59b13
    $FW_DIR/$kver/disallow-$cfg - skip a caveat for any stage for a specific
c59b13
                                  kernel version.
c59b13
    $FW_DIR/$kver/force-$cfg - apply a specific caveat for any stage
c59b13
                               for a specific kernel version without checks.
c59b13
    $FW_DIR/$kver/disallow-$s - skip all caveats for a specific stage
c59b13
                                for a specific kernel version.
c59b13
    $CFG_DIR/disallow-$s-$cfg - skip a caveat for a specific stage for all
c59b13
                                kernel versions.
c59b13
    $FW_DIR/$kver/force-$s - apply all caveats for a specific stage
c59b13
                             for a specific kernel version without checks.
c59b13
    $CFG_DIR/force-$s-$cfg - apply a specific caveat for a specific stage for
c59b13
                             all kernel versions without checks.
c59b13
    $FW_DIR/$kver/disallow - skip all caveats for all stages for a specific
c59b13
                             kernel version.
c59b13
    $CFG_DIR/disallow-$cfg - skip a caveat for all stages for all kernel
c59b13
                             versions.
c59b13
    $FW_DIR/$kver/force - apply all caveats for all stages for a specific kernel
c59b13
                          version without checks.
c59b13
    $CFG_DIR/force-$cfg - apply a caveat for all stages for all kernel versions
c59b13
                          without checks.
c59b13
    $CFG_DIR/disallow-$s - skip all caveat for all kernel versions
c59b13
                           for a specific stage.
c59b13
    $CFG_DIR/force-$s - apply all caveats for all kernel versions for  specific
c59b13
                        stage without checks.
c59b13
    $CFG_DIR/disallow - skip all caveats for all stages for all kernel versions
c59b13
                        (disable everything).
c59b13
    $CFG_DIR/force - force all caveats for all stages for all kernel versions
c59b13
                     (enable everything).
c59b13
c59b13
The "apply" action above means creating symlinks in /lib/firmware by
c59b13
update_ucode in case of the "late" stage and adding caveat directory to the list
c59b13
of firmware directories by dracut plugin in case of the "early" stage.
c59b13
c59b13
The files are checked for existence until the first match, so more specific
c59b13
overrides can override more broad ones.
c59b13
c59b13
Also, a caveat is ignored if it lacks either config or readme file.
c59b13
c59b13
c59b13
update_ucode script
c59b13
-------------------
c59b13
"update_ucode" populates symlinks to microcode files in accordance with caveats
c59b13
configuration.  It enables late microcode loading that is invoked by triggering
c59b13
/sys/devices/system/cpu/microcode/reload file.  Since caveats depend
c59b13
on the kernel version, symlinks are populated inside
c59b13
"/lib/firmware/KERNEL_VERSION" directory for each installed kernel.
c59b13
As a consequence, this script is triggered upon each kernel package installation
c59b13
and removal.
c59b13
c59b13
The script has two parts: common and kernel-version-specific.
c59b13
c59b13
During the common part, files are populated from
c59b13
/usr/share/microcode_ctl/intel-ucode in /lib/firmware/intel-ucode. There are
c59b13
several possibilities to affect the process:
c59b13
 * Presence of "/etc/microcode_ctl/intel-ucode-disallow" file leads to skipping
c59b13
   the common part of the script.
c59b13
 * The same for "/lib/firmware/intel-ucode-disallow".
c59b13
c59b13
During the kernel-version-specific part, each caveat is checked against every
c59b13
kernel version, and those combinations, for which caveat check succeeds,
c59b13
gets the symlinks to the associated microcode files populated.
c59b13
 * Absence of "/lib/firmware/KERNEL_VERSION/readme-CAVEAT" prevents update_ucode
c59b13
   from removing symlinks related to the caveat for specific kernel version.
c59b13
 * Since the check is being done by check_caveats, all the overrides that
c59b13
   described there also stay.
c59b13
c59b13
Usage:
c59b13
    update_ucode [--action {add|remove|refresh|list}] [--kernel KERNELVER]*
c59b13
                 [--verbose] [--dry-run] [--cleanup intel_ucode caveats_ucode]
c59b13
                 [--skip-common] [--skip-kernel-specific]
c59b13
c59b13
Options:
c59b13
  --action - action to perform. Currently, the following actions are supported:
c59b13
              * "add" - create new symlinks.
c59b13
              * "remove" - remove old symlinks that are no longer needed.
c59b13
              * "refresh" - re-populate symlinks.
c59b13
              * "list" - list files under control of update_ucode.
c59b13
             By default, "refresh" action is executed.
c59b13
  --kernel - kernel version to process. By default, list of kernel versions
c59b13
             is formed based on contents of /lib/firmware and /lib/modules
c59b13
             directories.
c59b13
  --verbose - verbose output.
c59b13
  --dry-run - do not call commands, just print the invocation lines.
c59b13
  --cleanup - cleanup mode. Used by post-uninstall script during package
c59b13
              upgrades. Removes excess files in accordance to the contents
c59b13
              of the files provided in the arguments to the option.
c59b13
  --skip-common - do not process /lib/firmware directory.
c59b13
  --skip-kernel-specific - do not process /lib/firmware/KERNEL_VERSION
c59b13
                           directories.
c59b13
c59b13
Return value:
c59b13
  0 on success, 1 on error.
c59b13
c59b13
c59b13
reload_microcode script
c59b13
-----------------------
c59b13
"reload_microcode" is a script that is called by microcode.service and
c59b13
triggers late microcode reloading (by writing "1" to
c59b13
/sys/devices/system/cpu/microcode/reload) if the following check are passed:
c59b13
 * the microcode update performed not in a virtualised environment;
c59b13
 * running kernel passes "check_caveats" checks that applicable to the current
c59b13
   CPU model.
c59b13
c59b13
For a virtualised environment check, the script searches the "/proc/cpuinfo"
c59b13
file for presence of the "hypervisor" flag among CPU features (it corresponds
c59b13
to a CPUID feature bit set by hypervisors in order to inform that the kernel
c59b13
operates inside a virtual machine).  This check can be overridden and skipped
c59b13
by creation of a file "/etc/microcode_ctl/ignore-hypervisor-flag".
c59b13
c59b13
The script has no options and always returns 0.
c59b13
c59b13
c59b13
99microcode_ctl-fw_dir_override dracut module
c59b13
---------------------------------------------
c59b13
This dracut module injects directories with microcode files for caveats
c59b13
that pass "early" check_caveats check (with "-e" flag). In addition
c59b13
to "check_caveats" overrides, the following abilities to control module's
c59b13
behaviour are present:
c59b13
 * Presence of one of the following files:
c59b13
   - /etc/microcode_ctl/ucode_with_caveats/skip-host-only-check
c59b13
   - /etc/microcode_ctl/ucode_with_caveats/skip-host-only-check-$cfg
c59b13
   - /lib/firmware/$kver/skip-host-only-check
c59b13
   - /lib/firmware/$kver/skip-host-only-check-$cfg
c59b13
   (where "$kver" is the kernel version in question and "$cfg" is the caveat
c59b13
   directory name) allows skipping matching of microcode file name when dracut's
c59b13
   Host-Only mode is enabled.
c59b13
c59b13
When caveats_check succeeds, caveats directory (not its possibly populated
c59b13
version for late microcode update: "/lib/firmware/KERNEL_VERSION";
c59b13
it is done so in order
c59b13
to have ability to configure list of caveats enabled for early and late
c59b13
microcode update, independently) is added to dracut's list of firmware search
c59b13
directories.
c59b13
c59b13
The module can be disabled by running dracut with
c59b13
"-o microcode_ctl-fw_dir_override" (for one-time exclusion), or it can
c59b13
be disabled permanently by uncommenting string
c59b13
"omit_dracutmodules+=' microcode_ctl-fw_dir_override '" in
c59b13
/usr/lib/dracut/dracut.conf.d/99-microcode-override.conf configuration file.
c59b13
c59b13
See dracut(8), section "Omitting dracut Modules", and dracut.conf(5), variable
c59b13
"omit_dracutmodules" for additional information.
c59b13
c59b13
c59b13
Caveats
c59b13
=======
c59b13
c59b13
Intel Broadwell-EP/EX ("BDX-ML B/M/R0") caveat
c59b13
----------------------------------------------
c59b13
Microcode update process on Intel Broadwell-EP/EX CPUs (BDX-ML B/M/R0,
c59b13
family 6, model 79, stepping 1) has issues that lead to system instability.
c59b13
A series of changes for the Linux kernel has been developed in order to work
c59b13
around those issues; however, as it turned out, some systems have issues even
c59b13
when a microcode update performed on a kernel that contains those changes.
c59b13
As a result, microcode update for this CPU model is disabled by default;
c59b13
the microcode file, however, is still shipped as a part of microcode_ctl
c59b13
package and can be used for performing a microcode update if it is enforced
078ac8
via the aforementioned overrides. (See the sections "check_caveats script"
078ac8
and "reload_microcode script" for details.)
078ac8
078ac8
Caveat name: intel-06-4f-01
c59b13
c59b13
Affected microcode: intel-ucode/06-4f-01.
c59b13
fe8809
Dependencies: intel
fe8809
c59b13
Mitigation: microcode loading is disabled for the affected CPU model.
c59b13
c59b13
Minimum versions of the kernel package that contain the aforementioned patch
c59b13
series:
c59b13
 - Upstream/RHEL 8: 4.17.0
c59b13
 - RHEL 7.6 onwards:  3.10.0-894
c59b13
 - RHEL 7.5:  3.10.0-862.6.1
c59b13
 - RHEL 7.4:  3.10.0-693.35.1
c59b13
 - RHEL 7.3:  3.10.0-514.52.1
c59b13
 - RHEL 7.2:  3.10.0-327.70.1
c59b13
 - RHEL 6.10: 2.6.32-754.1.1
c59b13
 - RHEL 6.7:  2.6.32-573.58.1
c59b13
 - RHEL 6.6:  2.6.32-504.71.1
c59b13
 - RHEL 6.5:  2.6.32-431.90.1
c59b13
 - RHEL 6.4:  2.6.32-358.90.1
c59b13
c59b13
c59b13
Early microcode load inside a virtual machine
c59b13
---------------------------------------------
c59b13
RHEL 8 kernel supports performing microcode update during early boot stage
c59b13
from a cpio archive placed at the beginning of the initramfs image.  However,
c59b13
when an early microcode update is attempted inside some virtualised
c59b13
environments, that may result in unexpected system behaviour.
c59b13
078ac8
Caveat name: intel
078ac8
c59b13
Affected microcode: all.
c59b13
fe8809
Dependencies: (none)
fe8809
078ac8
Mitigation: early microcode loading is disabled for all CPU models on kernels
078ac8
without the fix.
c59b13
c59b13
Minimum versions of the kernel package that contain the fix:
c59b13
 - Upstream/RHEL 8: 4.10.0
c59b13
 - RHEL 7.6 onwards: 3.10.0-930
c59b13
 - RHEL 7.5: 3.10.0-862.14.1
c59b13
 - RHEL 7.4: 3.10.0-693.38.1
c59b13
 - RHEL 7.3: 3.10.0-514.57.1
c59b13
 - RHEL 7.2: 3.10.0-327.73.1
c59b13
c59b13
078ac8
Intel Sandy Bridge-E/EN/EP caveat
078ac8
---------------------------------
81200a
Microcode revision 0x718 for Intel Sandy Bridge-E/EN/EP (SNB-EP, family 6,
81200a
model 45, stepping 7), that was released to address MDS vulnerability,
81200a
and was available from microcode-20190618 up to microcode-20190508 release)
81200a
could lead to system instability[1][2].  In order to address this,
81200a
this microcode update was not used and the previous microcode revision
81200a
was provided instead by default; the microcode file, however, was still shipped
81200a
as part of microcode_ctl package and could be used for performing a microcode
81200a
update if it is enforced via the aforementioned overrides.  With the release
81200a
of 0x71a revision of the microcode (as art of microcode-20200520 release)
81200a
that aims at fixing the aforementioned stability issue, the latest microcode
81200a
revision is again used by default; it is still provided via the caveat
81200a
mechanism, hovewer, in order to enable ability to disable it in case such
81200a
a need arises.  (See the sections "check_caveats script" and "reload_microcode
81200a
script" for details regarding caveats mechanism operation.)
81200a
81200a
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/15
81200a
[2] https://access.redhat.com/solutions/4593951
078ac8
078ac8
Caveat name: intel-06-2d-07
078ac8
078ac8
Affected microcode: intel-ucode/06-2d-07.
078ac8
fe8809
Dependencies: intel
fe8809
81200a
Mitigation: None; the latest revision of the microcode file is used by default;
81200a
previously published microcode revision 0x714 is still available as a fallback
81200a
as part of "intel" caveat.
078ac8
078ac8
078ac8
Intel Skylake-SP/W/X caveat
078ac8
---------------------------
81200a
Microcode revision 0x2000065 (that was provided with microcode releases
81200a
microcode-20191112 up to microcode-20200520) for some CPU models that belong
81200a
to Intel Skylake Scalable Platform (SKL-W/X, family 6, model 85, stepping 4,
81200a
Workstation/HEDT segments) could lead to hangs during reboot[1].  In order
81200a
to address this, by default this microcode update was disabled by default and
81200a
and the previous 0x2000064 microcode revision was used instead; the microcode
81200a
file with, however, is still shipped as part of microcode_ctl package and can
81200a
be used for performing a microcode update if it is enforced
81200a
via the aforementioned overrides. With the availability of 0x2006906 revision
81200a
of the microcode (in the microcode-20200609 release) that fixes
81200a
the aforementioned issue, the latest microcode revision is again used
81200a
by default; it is still provided via caveat mechanism, hovewer, in order
81200a
to enable ability to disable it in case such a need arises.  (See the sections
81200a
"check_caveats script" and "reload_microcode script" for details regarding
81200a
caveats mechanism operation.)
81200a
81200a
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/21
078ac8
078ac8
Caveat name: intel-06-55-04
078ac8
078ac8
Affected microcode: intel-ucode/06-55-04.
078ac8
fe8809
Dependencies: intel
fe8809
81200a
Mitigation: None; the latest revision of the microcode file is used by default;
81200a
previously published microcode revision 0x2000064 is still available
81200a
as a fallback as part of "intel" caveat.
81200a
81200a
fe8809
Intel Skylake-U/Y caveat
fe8809
------------------------
fe8809
Some Intel Skylake CPU models (SKL-U/Y, family 6, model 78, stepping 3)
fe8809
have reports of system hangs when revision 0xdc of microcode, that is included
fe8809
in microcode-20200609 update to address CVE-2020-0543, CVE-2020-0548,
fe8809
and CVE-2020-0549, is applied[1].  In order to address this, microcode update
fe8809
to the newer revision has been disabled by default on these systems,
fe8809
and the previously published microcode revision 0xd6 is used instead; the newer
fe8809
microcode files, however, are still shipped as part of microcode_ctl package
fe8809
and can be used for performing a microcode update if they are enforced
fe8809
via the aforementioned overrides.  (See the sections "check_caveats script"
fe8809
and "reload_microcode script" for details.)
81200a
81200a
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/31
81200a
fe8809
Caveat name: intel-06-4e-03
fe8809
fe8809
Affected microcode: intel-ucode/06-4e-03
81200a
fe8809
Dependencies: intel
81200a
81200a
Mitigation: previously published microcode revision 0xd6 is used by default.
81200a
81200a
fe8809
Intel Skylake-H/S/Xeon E3 v5 caveat
fe8809
-----------------------------------
fe8809
Some Intel Skylake CPU models (SKL-H/S/Xeon E3 v5, family 6, model 94,
fe8809
stepping 3) had reports of system hangs when revision 0xdc of microcode,
fe8809
that is included in microcode-20200609 update to address CVE-2020-0543,
fe8809
CVE-2020-0548, and CVE-2020-0549, was applied[1].  In order to address this,
fe8809
microcode update to the newer revision had been disabled by default on these
fe8809
systems, and the previously published microcode revision 0xd6 was used instead.
fe8809
The revision 0xea seems[2] to have fixed the aforementioned issue, hence
fe8809
the latest microcode revision usage it is enabled by default,
fe8809
but can be disabled explicitly via the aforementioned overrides.  (See
fe8809
the sections "check_caveats script" and "reload_microcode script" for details.)
fe8809
fe8809
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/31#issuecomment-644885826
fe8809
[2] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/31#issuecomment-857806014
fe8809
fe8809
Caveat names: intel-06-5e-03
fe8809
fe8809
Affected microcode: intel-ucode/06-5e-03.
fe8809
fe8809
Dependencies: intel
fe8809
fe8809
Mitigation: None; the latest revision of the microcode file is used by default;
fe8809
previously published microcode revision 0xd6 is still available as a fallback
fe8809
as part of "intel" caveat.
fe8809
fe8809
81200a
Dell caveats
81200a
------------
81200a
Some Dell systems that use some models of Intel CPUs are susceptible to hangs
81200a
and system instability during or after microcode update to revision 0xc6/0xca
81200a
(included as part of microcode-20191113/microcode-20191115 update that addressed
81200a
CVE-2019-0117, CVE-2019-0123, CVE-2019-11135, and CVE-2019-11139)
81200a
and/or revision 0xd6 (included as part of microcode-20200609 update
81200a
that addressed CVE-2020-0543, CVE-2020-0548, and CVE-2020-0549)
81200a
[1][2][3][4][5][6].  In order to address this, microcode update to the newer
81200a
revision has been disabled by default on these systems, and the previously
81200a
published microcode revisions 0xae/0xb4/0xb8 are used by default
81200a
for the OS-driven microcode update.
81200a
81200a
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/23
81200a
[2] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/24
81200a
[3] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/33
81200a
[4] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/34
81200a
[5] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/35
81200a
[6] https://bugzilla.redhat.com/show_bug.cgi?id=1846097
81200a
81200a
Caveat names: intel-06-8e-9e-0x-dell, intel-06-8e-9e-0x-0xca
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Affected microcode: intel-ucode/06-8e-09, intel-ucode/06-8e-0a,
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                    intel-ucode/06-8e-0b, intel-ucode/06-8e-0c,
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                    intel-ucode/06-9e-09, intel-ucode/06-9e-0a,
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                    intel-ucode/06-9e-0b, intel-ucode/06-9e-0c,
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                    intel-ucode/06-9e-0d.
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Dependencies: intel
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Mitigation: previously published microcode revision 0xac/0xb4/0xb8 is used
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            by default if /sys/devices/virtual/dmi/id/bios_vendor reports
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	    "Dell Inc."; otherwise, the latest microcode revision is used.
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	    Caveat with revision 0xca of microcode files is provided
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	    as a convenience for the cases where it was working well before.
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Intel Tiger Lake-UP3/UP4 caveat
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-------------------------------
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Some systems with Intel Tiger Lake-UP3/UP4 CPUs (TGL, family 6, model 140,
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stepping 1) had reports of system hangs when a microcode update,
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that was included since microcode-20201110 release, was applied[1].
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In order to address this, microcode update to a newer revision had been disabled
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by default on these systems.  The revision 0x88 seems to have fixed
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the aforementioned issue, hence it is enabled by default; however, it is still
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can be disabled via the aforementioned overrides.  (See the sections
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"check_caveats script" and "reload_microcode script" for details.)
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[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/44
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Caveat names: intel-06-8c-01
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Affected microcode: intel-ucode/06-8c-01.
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Dependencies: intel
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Mitigation: None; the latest revision of the microcode file is used by default.
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Additional information
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======================
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Red Hat provides updated microcode, developed by its microprocessor partners,
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as a customer convenience.  Please contact your hardware vendor to determine
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whether more recent BIOS/firmware updates are recommended because additional
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improvements may be available.
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Information regarding microcode revisions required for mitigating specific
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Intel CPU vulnerabilities is available in the following knowledge base articles:
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 * CVE-2017-5715 ("Spectre"):
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   https://access.redhat.com/articles/3436091
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 * CVE-2018-3639 ("Speculative Store Bypass"):
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   https://access.redhat.com/articles/3540901
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 * CVE-2018-3620, CVE-2018-3646 ("L1 Terminal Fault Attack"):
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   https://access.redhat.com/articles/3562741
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 * CVE-2018-12130, CVE-2018-12126, CVE-2018-12127, and CVE-2019-11091
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   ("Microarchitectural Data Sampling"):
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   https://access.redhat.com/articles/4138151
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 * CVE-2019-0117 (Intel SGX Information Leak),
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   CVE-2019-0123 (Intel SGX Privilege Escalation),
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   CVE-2019-11135 (TSX Asynchronous Abort),
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   CVE-2019-11139 (Voltage Setting Modulation):
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   https://access.redhat.com/solutions/2019-microcode-nov
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 * CVE-2020-0543 (Special Register Buffer Data Sampling),
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   CVE-2020-0548 (Vector Register Data Sampling),
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   CVE-2020-0549 (L1D Cache Eviction Sampling):
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   https://access.redhat.com/solutions/5142751
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 * CVE-2020-8695 (Information disclosure issue in Intel SGX via RAPL interface),
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   CVE-2020-8696 (Vector Register Leakage-Active),
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   CVE-2020-8698 (Fast Forward Store Predictor):
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   https://access.redhat.com/articles/5569051
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 * CVE-2020-24489 (VT-d-related Privilege Escalation),
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   CVE-2020-24511 (Improper Isolation of Shared Resources),
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   CVE-2020-24512 (Observable Timing Discrepancy),
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   CVE-2020-24513 (Information Disclosure on Some Intel Atom Processors):
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   https://access.redhat.com/articles/6101171
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 * CVE-2021-0127 (Intel Processor Breakpoint Control Flow),
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   CVE-2021-0145 (Fast store forward predictor - Cross Domain Training),
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   CVE-2021-0146 (VT-d-related Privilege Escalation),
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   CVE-2021-33120 (Out of bounds read for some Intel Atom processors):
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   https://access.redhat.com/articles/6716541
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 * CVE-2022-0005 (Informational disclosure via JTAG),
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   CVE-2022-21123 (Shared Buffers Data Read),
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   CVE-2022-21125 (Shared Buffers Data Sampling),
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   CVE-2022-21127 (Update to Special Register Buffer Data Sampling),
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   CVE-2022-21131 (Protected Processor Inventory Number (PPIN) access protection),
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   CVE-2022-21136 (Overclocking service access protection),
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   CVE-2022-21151 (Optimization Removal-Induced Informational Disclosure),
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   CVE-2022-21166 (Device Register Partial Write):
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   https://access.redhat.com/articles/6963124
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 * CVE-2022-21233 (Stale Data Read from legacy xAPIC):
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   https://access.redhat.com/articles/6976398