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The microcode_ctl package contains microcode files (vendor-provided binary data
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and/or code in proprietary format that affects behaviour of a device) for Intel
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CPUs that may be loaded into the CPU during boot.
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The microcode_ctl package contains provisions for some issues related
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to microcode loading.  While those provisions are expected to suit most users,
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several knobs are available in order to provide ability to override the default
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behaviour.
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General behaviour
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=================
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In RHEL 8 (as well as RHEL 7 before it), there are currently two main handlers
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for CPU microcode update:
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 * Early microcode update. It uses GenuineIntel.bin or AuthenticAMD.bin file
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   placed at the beginning of an initramfs image
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   (/boot/initramfs-KERNEL_VERSION.img, where "KERNEL_VERSION" is a kernel
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   version in the same format as provided by "uname -r") as a source
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   of microcode data, and is performed very early during the boot process
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   (if the relevant microcode file is available in the aforementioned file).
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 * On-demand (late) microcode update. It can be triggered by writing "1" to
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   /sys/devices/system/cpu/microcode/reload file (provided my the "microcode"
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   module). It relies on request_firmware infrastructure, which searches (and
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   loads, if found) microcode from a file present in one of the following
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   directories (in the search order):
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       /lib/firmware/updates/KERNEL_VERSION/
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       /lib/firmware/updates/
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       /lib/firmware/KERNEL_VERSION/
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       /lib/firmware/
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  (there is also an additional directory that can be configured via the
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  "fw_path_para" module option of the "firmware_class" module; as this module
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  is built-in in RHEL kernel, a boot parameter "firmware_class.fw_path_para"
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  should be used for that purpose; this is out of the document's scope, however)
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The firmware for Intel CPUs is searched in "intel-ucode" subdirectory, and for
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AMD CPUs, a file under "amd-ucode" is searched.
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For Intel CPUs, the name of the specific microcode file the kernel tries to load
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has the format "FF-MM-SS", where "FF" is the family number, "MM" is the model
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number, and "SS" is the stepping. All those numbers are zero-filled to two digits
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and are written in hexadecimal (letters are in the lower case).  For AMD CPUs,
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the file name has the format "microcode_amd_famFFh.bin", where "FF" is the
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family number, written in hexadecimal, letters are in the lower case, not
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zero-filled.
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The early microcode is placed into initramfs image by the "dracut" script, which
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scans the aforementioned subdirectories of the configured list of firmware
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directories (by default, the list consists of two directories in RHEL 8,
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"/lib/firmware/updates" and "/lib/firmware").
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In RHEL 8, AMD CPU microcode is shipped as a part of the linux-firmware package,
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and Intel microcode is shipped as a part of the microcode_ctl package.
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The microcode_ctl package currently includes the following:
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 * Intel CPU microcode files, placed in /usr/share/microcode_ctl/intel-ucode
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   directory (currently there are none);
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 * A dracut module, /usr/lib/dracut/modules.d/99microcode_ctl-fw_dir_override,
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   that controls which additional firmware directories will be added to dracut's
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   default configuration;
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 * A dracut configuration file, /usr/lib/dracut/dracut.conf.d/01-microcode.conf,
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   that enables inclusion of early microcode to the generated initramfs
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   in dracut;
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 * A dracut configuration file,
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   /usr/lib/dracut/dracut.conf.d/99-microcode-override.conf, that provides a way
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   to quickly disable 99microcode_ctl-fw_dir-override dracut module;
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 * A systemd service file, microcode.service, that triggers microcode reload
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   late during boot;
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 * A set of directories in /usr/share/microcode_ctl/ucode_with_caveats, each
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   of which contains configuration and related data for various caveats related
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   to microcode:
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   * readme - description of caveat and related information,
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   * config - caveat configuration file, with syntax as described in "Caveat
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     configuration" section below,
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   * intel-ucode - directory containing microcode files related to the caveat;
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 * A set of support scripts, placed in /usr/libexec/microcode_ctl:
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   * "check_caveats" is an utility script that performs checks of the target
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     kernel (and running CPU) in accordance with caveat configuration files
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     in ucode_with_caveats directory and reports whether it passes them or not,
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   * "reload_microcode" is a script that is called by microcode.service and
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     triggers microcode reloading (by writing "1" to
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     /sys/devices/system/cpu/microcode/reload) if the running kernel passes
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     check_caveats checks,
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   * "update_ucode" is a script that populates symlinks to microcode files
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     in /lib/firmware, so it can be picked up by relevant kernels for the late
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     microcode loading.
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Also, microcode_ctl RPM includes triggers that run update_ucode script on every
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installation or removal of a kernel RPM in order to provide microcode files
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for newly installed kernels and cleanup symlinks for the uninstalled ones.
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Microcode file structure
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------------------------
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Intel x86 CPU microcode file (that is, one that can be directly consumed
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by the CPU/kernel, and not its text representation such as used in microcode.dat
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files) is a bundle of concatenated microcode blobs.  Each blob has a header,
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payload, and an optional additional data, as follows (for additional information
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please refer to "Intel® 64 and IA-32 Architectures Software Developer’s Manual"
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[1], Volume 3A, Section 9.11.1 "Microcode Update"):
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 * Header (48 bytes)
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    * Header version (unsigned 32-bit integer): version number of the update
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      header.  Must be 0x1.
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    * Microcode revision (signed 32-bit integer)
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    * Microcode date (unsigned 32-bit integer): encoded as BCD in mmddyyyy format
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      (0x03141592 is 1592-03-14 in ISO 8601)
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    * CPU signature (unsigned 32-bit integer): CPU ID, as provided
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      by the CPUID (EAX = 0x1) instruction in the EAX register:
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       * bits 31..28: reserved
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       * bits 27..20: "Extended Family", summed with the Family field value
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       * bits 19..16: "Extended Model", bits 7..4 of the CPU model
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       * bits 15..14: reserved
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       * bits 13..12: "Processor Type", non-zero value (other than the "primary
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         processor") so far used only for the Deschutes (Pentium II) CPU family,
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         with the processor type of 1, to signify it is an Overdrive processor:
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         CPUID 0x1632.
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       * bits 11..08: Family, summed with the Extended Family field value
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       * bits 07..04: Model (bits 3..0)
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       * bits 03..00: Stepping
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      In short, microcode file with Family-Model-Stepping of uv-wx-0z corresponds
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      to CPUID 0x0TUw0Vxz, where uv = TU + V, with V usually being 0xF when
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      uv >= 16; with Family being 6 on most of recent Intel CPUs this transforms
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      into 0x000w06xz.  Please also refer to README.intel-ucode, section "About
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      Processor Signature, Family, Model, Stepping and Platform ID"
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      for additional information.
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    * Checksum (unsigned 32-bit integer): correct if sum (in base 1 << 32) of all
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      the 32-bit integers comprising the microcode amounts to 0.
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    * Loader version (unsigned 32-bit integer): 0x1.
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    * Platform ID mask (unsigned 32-bit integer): lower 8 bits indicate the set
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      of possible values of bits 52..50 of MSR 0x17 ("Platform ID").  In old
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      (up to Pentium II) microcode blobs the mask may be zero.
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    * Data size (unsigned 32-bit integer): size of the Payload in bytes,
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      has to be divisible by 4.  0 means 2000.
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    * Total size (unsigned 32-bit integer): total microcode blob size (including
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      header and extended header), has to be divisible by 1024.  0 means 2048.
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    * Reserved (12 bytes).
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 * Payload
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 * Additional data (optional, 20 + 12 * n bytes)
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    * Extended signature table header (20 bytes)
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       * Extended signature count (unsigned 32-bit integer)
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       * Checksum (unsigned 32-bit integer): correct if sum (in base 1 << 32)
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         of all the 32-bit integers comprising the extender signature table
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         amounts to 0.
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       * Reserved (12 bytes).
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    * Extended signature (12 bytes each)
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       * CPU signature (unsigned 32-bit integer): see the description of the CPU
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         signature field in the Header above.
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       * Platform ID mask (unsigned 32-bit integer): see the description
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         of the Platform ID mask field in the Header above.
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       * Checksum (unsigned 32-bit integer): correct if sum (in base 1<< 32)
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         of all the 32-bit integers comprising the Header (with CPU signature
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         and Platform ID mask fields replaced with the values from this signature)
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         and the Payload amounts to 0.  Note that since External signature table
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         header has its own checksum, sum of all its 32-bit values amounts to 0,
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         so the Checksum in the Header and in the Extended signature will be
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         the same if the values of CPU signature and Platform ID mask fields
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         are the same,
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[1] https://software.intel.com/content/www/us/en/develop/download/intel-64-and-ia-32-architectures-sdm-combined-volumes-1-2a-2b-2c-2d-3a-3b-3c-3d-and-4.html
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Caveat configuration
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--------------------
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There is a directory for each caveat under
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/usr/share/microcode_ctl/ucode_with_caveats, containing the following files:
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 * "config", a configuration file for the caveat;
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 * "readme", that contains description of the caveat;
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 * set of related associated microcode files.
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"config" file is a set of lines each containing option name and its value,
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separated by white space.  Currently, the following options are supported:
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 * "model" option, which has format "VENDOR_ID FF-MM-SS", that specifies
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   to which CPU model the caveat is applicable (check_caveats ignores caveats
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   with non-matching models if "-m" option is passed to it). Can be set
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   in the configuration file only once (the last provided value is used).
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 * "vendor" option specifies CPUs of which vendor (as provided
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   in the /proc/cpuinfo file) the caveat is applicable to (check_caveats
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   ignores caveats with non-matching models when it is invoked with "-m"
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   option). Can be set in the configuration file only once.
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 * "path" is a glob pattern that specifies set of microcode files associated
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   with the caveat as a relative path to the caveat directory. This option
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   is used for populating files in /lib/firmware by update_ucode script and
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   for matching microcode file when dracut is run in host-only mode
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   (as in that case it uses only the first directory in firmware directory list
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   to look for the microcode file applicable to the host CPU).  Can be set
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   in the configuration file multiple times.
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 * "kernel" is a minimal kernel version that supports proper handling
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   of the related microcode files during late microcode load.  It may be
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   provided in one of the following formats that affect the way it is compared
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   to the running kernel version:
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    * A.B.C (where A, B, and C are decimal numbers), "upstream version". In this
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      case, simple version comparison against the respective part of the running
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      kernel version is used, and the running kernel version should be greater
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      or equal than the version provided in the configuration option in order
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      for comparison to succeed (that is, the first part, major version number,
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      of the running kernel version should be greater than the value provided
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      in the configuration option, or those should be equal and the second part,
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      minor version number, should be greater than the minor version number
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      of the kernel version provided in the configuration option, or the first
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      two parts should be equal and the third part, patch level, should
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      be greater or equal the patch level of the version in the configuration
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      option).
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    * A.B.C-Y (where A, B, C, and Y are decimal numbers), "Y-stream version".
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      In this case, A.B.C part should be equal, and Y part of the running kernel
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      version should be greater or equal than the Y part of the configuration
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      option version in order to satisfy the comparison requirement.
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    * A.B.C-Y.Z1.Z2 (where A, B, C, Y, Z1, and Z2 are decimal numbers),
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      "Z-stream version". In this case, A.B.C-Y part should be equal and Z1.Z2
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      part of the running kernel should be greater or equal than the respective
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      part of the configuration option version (when compared as a version)
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      for comparison to succeed.
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   Kernel version check passed if at least one comparison of the running kernel
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   version against a kernel version provided in a configuration option
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   succeeded.  The "kernel" configuration option can be provided
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   in the configuration file multiple times.
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 * "kernel_early" is a minimal kernel version that supports proper handling
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   of the related microcode during early microcode load. The format of the
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   option and its semantics is similar to the "kernel" configuration options.
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   This option can be provided multiple times as well.
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 * "mc_min_ver_late" is the minimal version of the currently loaded microcode
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   on the CPU (as reported in /proc/cpuinfo) that supports late microcode
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   update.  Microcode update will be attempted only if the currently loaded
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   microcode version is greater or equal the microcode version provided
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   in the configuration option. Can be set in the configuration file only once.
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 * "disable" is a way to disable a specific caveat from inside its
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   configuration. Argument for the argument is a list of stages ("early",
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   "late") for which the caveat should be disable. The configuration option
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   can be provided multiple times in a configuration file.
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 * "pci_config_val" performs check for specific values in selected parts
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   of configuration space of specified PCI devices.  If "-m" option
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   is not specified, then the actual check is skipped, and the check returns
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   result in accordance with the provided "mode" option (se below).  Check
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   arguments are a white-space-separated list of "key=value" pairs.
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   The following keys are supported:
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    * "domain" - PCI domain number, or "*" (an asterisk) for any domain.
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      Default is "*".
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    * "bus" - PCI bus number, or "*" (an asterisk) for any bus.  Default is "*".
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    * "device" - PCI device number, or "*" (an asterisk) for any device.
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      Default is "*".
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    * "function" - PCI function number, or "*" (an asterisk) for any function.
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      Default is "*".
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    * "vid" - PCI vendor ID, or empty string for any vendor ID.  Default
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      is empty string.
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    * "did" - PCI device ID, or empty string for any device ID.  Default
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      is empty string.
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    * "offset" - offset in device's configuration space where the value resides.
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      Default is 0.
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    * "size" - field size.  Possible values are 1, 2, 4, or 8.  Default is 4.
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    * "mask" - mask applied to the values during the check.  Default is 0.
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    * "val" - comma-separated list of matching values.  Default is 0.
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    * "mode" - check mode, the way matches are interpreted:
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       * "success-any" - check succeeds if there was at least one match,
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         otherwise it fails.
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       * "success-all" - check succeeds if there was at least one device checked
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         and all the checked devices have matches, otherwise the check fails.
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       * "fail-any" - check fails if there was at least one match, otherwise
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         it succeeds.
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       * "fail-all" - check fails if there was at least one device checked
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         and all the checked devices have matches, otherwise the check succeeds.
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      Default is "success-any".
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   An example of a check:
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       pci_config_val mode=success-all device=30 function=3 vid=0x8086 did=0x2083 offset=0x84 size=4 mask=0x38 val=0x38,0x18,0x8
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   It interprets 4 bytes at offset 0x84 of special files "config" under
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   directories that match glob pattern "/sys/bus/pci/devices/*:*:1e.3"
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   as an unsigned integer value, applies mask 0x38 (thus selecting bit 5..3
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   of it) and checks whether it is one of the values 0x38, 0x18, or 0x8 (0b111,
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   0b011, or 0b001 in bits 5..3, respectively); if there are such files,
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   and all the checked values in every checked file has matched at least one
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   of the aforementioned value, then the check is successful, otherwise
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   it fails (in accordance with "mode=success-all" semantics).  This check fails
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   if "-m" option is not specified.
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 * "dmi" performs checks for specific values available in DMI sysfs files
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   (present under /sys/devices/virtual/dmi/id/).  The check (when it is actually
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   performed; see a not about "no-model-mode" below) fails if one of the files
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   is not readable.  If "-m" option is not specified, then the actual check
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   is skipped, and the check returns value in accordance with "no-model-mode"
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   parameter value (see below).  Check arguments are a white-space-separated
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   list of "key=value" pairs.  The following keys are supported:
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    * "key" - DMI file to check. Value can be one of the following: bios_date,
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      bios_vendor, bios_version, board_asset_tag, board_name, board_serial,
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      board_vendor, board_version, chassis_asset_tag, chassis_serial,
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      chassis_type, chassis_vendor, chassis_version, product_family,
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      product_name, product_serial, product_uuid, product_version, sys_vendor.
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      Default is empty string.
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    * "val" - a string to match DMI data present in "key" against.
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      Can be enclosed in single or double quotes.  Default is empty string.
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    * "keyval" - a pair of "key" and "val" values (with semantics described
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      above), separated with either "=", ":", "!=", or "!:" characters.  Enables
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      providing of multiple key-value pairs by means of supplying multiple
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      keyval= parameters.  The exclamation sign ("!") character in separator
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      enables negated matching (so, non-equality of the value in DMI "key" file
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      and the value of "val" is).  The match considered successful when all
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      the key/val (non-)equalities are in effect.  This parameter works
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      in addition to the pair provided in "key" and "val" parameters
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      (but allows to avoid using them).  Default is empty.
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    * "mode" - check mode, the way successful matches are interpreted:
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       * "success-equal" - returns 0 if the value present in the file
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         with the name supplied via the "key" parameter file under
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	 /sys/devices/virtual/dmi/id/ is equal to the value supplied as a value
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	 of "val" parameter and all the pairs provided in "keyval" parameters
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	 are equal and non-equal in accordance with their definition,
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	 otherwise 1.
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       * "fail-equal" - returns 1 if the value present in the file
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         with the name supplied via the "key" parameter file under
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	 /sys/devices/virtual/dmi/id/ is equal to the value supplied as a value
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	 of "val" parameter and all the pairs provided in "keyval" parameters
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	 are equal and non-equal in accordance with their definition,
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	 otherwise 0.
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      Default is "success-any".
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    * "no-model-mode" - return value if model filter ("-m" option)
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      is not enabled:
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       * "success" - return 0.
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       * "fail" - return 1.
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      Default is "success".
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   An example of a check:
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       dmi mode=fail-equal no-model-mode=success key=bios_vendor val="Dell Inc."
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   It checks file /sys/devices/virtual/dmi/id/bios_vendor and fails if its
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   content is "Dell Inc." (without quotes).  It succeeds if "-m" option
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   is not enabled.
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   Another example:
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       dmi mode=fail-equal keyval="sys_vendor=Amazon EC2" keyval="product_name=u-18tb1.metal"
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       dmi mode=fail-equal keyval="sys_vendor=Lenovo" keyval="product_name=ThinkSystem SR950"
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   It blocks the caveat from using when either both
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   /sys/devices/virtual/dmi/id/sys_vendor contains the string "Amazon EC2"
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   and /sys/devices/virtual/dmi/id/product_name contains the string
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   "u-18tb1.metal" or both /sys/devices/virtual/dmi/id/sys_vendor contains
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   the string "Lenovo" and /sys/devices/virtual/dmi/id/product_name contains
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   the string "ThinkSystem SR950", but enables caveat loading for other products
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   with the aforementioned /sys/devices/virtual/dmi/id/sys_vendor values,
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   for example.
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 * "dependency" allows conditional enablement of a caveat based on the check
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   status of some other caveat(s).  It has the following format:
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       dependency DEPENDENCY_TYPE DEPENDENCY_NAME [OPTION...]
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   where DEPENDENCY_NAME is the configuration to be checked, OPTIONs
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   are per-DEPENDENCY_TYPE, and the only DEPENDENCY_TYPE that is supported
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   currently is "required".
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   Options for the "required" dependency type:
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    * "match-model-mode" - whether model matching mode ("-m" option)
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      has to be used for the nested configuration check. Possible values:
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       * "on" - model-matching mode is always used during the nested check;
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       * "off" - model-matching mode is never used during the nested check;
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       * "same" - used the same model-matching mode as it is now.
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      Default is "same".
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    * "skip" - controls result of the check when the nested check indicated
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      skipping of the configuration.
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       * "fail" - the dependent check fails;
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       * "success" - the dependent check succeeds;
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       * "skip" - the dependent check indicates that the configuration
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         is to be skipped.
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      Default is "skip".
b9f9de
    * "force-skip" - controls result of the check when the nested check
b9f9de
      indicated skipping of the configuration caused by the presence
b9f9de
      of an override file (see "check_caveats script" section for details).
b9f9de
       * "fail" - the dependent check fails;
b9f9de
       * "success" - the dependent check succeeds;
b9f9de
       * "skip" - the dependent check indicates that the configuration
b9f9de
         is to be skipped.
b9f9de
      Default is "skip".
b9f9de
    * "nesting-too-deep" - as a measure against dependency loop, configuration
b9f9de
      checking logic implements nesting limit on dependency checks (currently
b9f9de
      set at 8).  This option controls the behaviour of the check
b9f9de
      when the nested check cannot be performed due to this limit.
b9f9de
       * "fail" - the dependent check fails;
b9f9de
       * "success" - the dependent check succeeds;
b9f9de
       * "skip" - the dependent check indicates that the configuration
b9f9de
         is to be skipped.
b9f9de
      Default is "fail".
b9f9de
   An example of a check:
b9f9de
       dependency required intel skip=success match-model-mode=off
b9f9de
   It checks "intel" caveat configuration (see the "Early microcode load
b9f9de
   inside a virtual machine" section) with model-matching mode being disabled,
b9f9de
   treats skipping of the configuration as a success (unless the configuration
b9f9de
   is forced to be skipped, in that case the dependent configuration
b9f9de
   is to be skipped as well).
b24a43
b24a43
b24a43
check_caveats script
b24a43
--------------------
b24a43
"check_caveats" is an utility script (called by update_ucode, reload_microcode,
b24a43
dracut module) that performs checks of the target kernel (and running CPU)
b24a43
in accordance with caveat configuration files in directory
b24a43
"/usr/share/microcode_ctl/ucode_with_caveats", and returns information, whether
b24a43
the system passes the checks, or not.
b24a43
b24a43
Usage:
b24a43
    check_caveats [-e] [-k TARGET_KVER] [-c CONFIG]* [-m] [-v]'
b24a43
b24a43
Options:
b24a43
  -e - check for early microcode load possibility (instead of late microcode
b24a43
       load). "kernel_early" caveat configuration options are used for checking
b24a43
       instead of "kernel", and "mc_min_ver_late" is not checked.
b24a43
  -k - target kernel version to check against, $(uname -r) is used otherwise.
b24a43
  -c - caveat(s) to check, all caveat configurations found inside
b24a43
       $MC_CAVEATS_DATA_DIR are checked otherwise.
b24a43
  -m - ignore caveats that do not apply to the current CPU model.
b24a43
  -v - verbose output.
b24a43
b24a43
Environment:
b24a43
  MC_CAVEATS_DATA_DIR - directory that contains caveats configurations,
b24a43
                        "/usr/share/microcode_ctl/ucode_with_caveats"
b24a43
			by default.
b24a43
  FW_DIR - directory containing firmware files (per-kernel configuration
b24a43
           overrides are checked there), "/lib/firmware" by default.
b24a43
  CFG_DIR - directory containing global caveats overrides,
b24a43
            "/etc/microcode_ctl/ucode_with_caveats" by default.
b24a43
b24a43
Output:
b24a43
  Script returns information about caveats check results. Output has a format
b24a43
  of "KEY VALUE1 VALUE2 ..." with KEY defining the semantics of the VALUEs.
b24a43
  Currently, the following data is issued:
b24a43
   - "cfgs" - list of caveats that have been processed (and not skipped
b24a43
      due to missing "config", "readme", or a disallow-* override described
b24a43
      below);
b24a43
   - "skip_cfgs" - list of caveats that have been skipped (due to missing
b24a43
     config/readme file, or because of overrides);
b24a43
   - "paths" - list of glob patterns matching files associated with caveats
b24a43
     that have been processed;
b24a43
   - "ok_cfgs" - list of caveat configurations that have all the checks passed
b24a43
     (or have enforced by one of force-* overrides described below);
b24a43
   - "ok_paths" - list of glob patterns associated with caveat files from
b24a43
     the "ok_cfgs" list;
b24a43
   - "fail_cfgs" - list of caveats that have one of the checks failed.
b24a43
   - "fail_paths" - list of glob patterns associated with caveats from the
b24a43
     "fail_cfgs" list.
b24a43
b24a43
Return value:
b24a43
  - 0 in case caveats check has passed, 1 otherwise.
b24a43
  - In "-d" mode, 0 is always returned.
b24a43
b24a43
Overrides:
b24a43
b24a43
When check_caveats perform its checks, it also checks for presence of files
b24a43
in specific places, and, if they exist, check_caveats skips a caveat or ignores
b24a43
its checks; that mechanism allows overriding the information provided
b24a43
in configuration on local systems and affect the behaviour of the microcode
b24a43
update process.
b24a43
b24a43
Current list of overrides (where $FW_DIR and $CFG_DIR are the environment
b24a43
options described earlier; $kver - the currently processed kernel version,
b24a43
$s is the requested stage ("early" or "late"), $cfg is the caveat directory
b24a43
name):
b24a43
    $FW_DIR/$kver/disallow-$s-$cfg - skip a caveat for the requested stage for
b24a43
                                     a specific kernel version..
b24a43
    $FW_DIR/$kver/force-$s-$cfg - apply a specific caveat file for a specific
b24a43
                                  kernel version for the requested stage without
b24a43
				  performing any checks.
b24a43
    $FW_DIR/$kver/disallow-$cfg - skip a caveat for any stage for a specific
b24a43
                                  kernel version.
b24a43
    $FW_DIR/$kver/force-$cfg - apply a specific caveat for any stage
b24a43
                               for a specific kernel version without checks.
b24a43
    $FW_DIR/$kver/disallow-$s - skip all caveats for a specific stage
b24a43
                                for a specific kernel version.
b24a43
    $CFG_DIR/disallow-$s-$cfg - skip a caveat for a specific stage for all
b24a43
                                kernel versions.
b24a43
    $FW_DIR/$kver/force-$s - apply all caveats for a specific stage
b24a43
                             for a specific kernel version without checks.
b24a43
    $CFG_DIR/force-$s-$cfg - apply a specific caveat for a specific stage for
b24a43
                             all kernel versions without checks.
b24a43
    $FW_DIR/$kver/disallow - skip all caveats for all stages for a specific
b24a43
                             kernel version.
b24a43
    $CFG_DIR/disallow-$cfg - skip a caveat for all stages for all kernel
b24a43
                             versions.
b24a43
    $FW_DIR/$kver/force - apply all caveats for all stages for a specific kernel
b24a43
                          version without checks.
b24a43
    $CFG_DIR/force-$cfg - apply a caveat for all stages for all kernel versions
b24a43
                          without checks.
b24a43
    $CFG_DIR/disallow-$s - skip all caveat for all kernel versions
b24a43
                           for a specific stage.
b24a43
    $CFG_DIR/force-$s - apply all caveats for all kernel versions for  specific
b24a43
                        stage without checks.
b24a43
    $CFG_DIR/disallow - skip all caveats for all stages for all kernel versions
b24a43
                        (disable everything).
b24a43
    $CFG_DIR/force - force all caveats for all stages for all kernel versions
b24a43
                     (enable everything).
b24a43
b24a43
The "apply" action above means creating symlinks in /lib/firmware by
b24a43
update_ucode in case of the "late" stage and adding caveat directory to the list
b24a43
of firmware directories by dracut plugin in case of the "early" stage.
b24a43
b24a43
The files are checked for existence until the first match, so more specific
b24a43
overrides can override more broad ones.
b24a43
b24a43
Also, a caveat is ignored if it lacks either config or readme file.
b24a43
b24a43
b24a43
update_ucode script
b24a43
-------------------
b24a43
"update_ucode" populates symlinks to microcode files in accordance with caveats
b24a43
configuration.  It enables late microcode loading that is invoked by triggering
b24a43
/sys/devices/system/cpu/microcode/reload file.  Since caveats depend
b24a43
on the kernel version, symlinks are populated inside
b24a43
"/lib/firmware/KERNEL_VERSION" directory for each installed kernel.
b24a43
As a consequence, this script is triggered upon each kernel package installation
b24a43
and removal.
b24a43
b24a43
The script has two parts: common and kernel-version-specific.
b24a43
b24a43
During the common part, files are populated from
b24a43
/usr/share/microcode_ctl/intel-ucode in /lib/firmware/intel-ucode. There are
b24a43
several possibilities to affect the process:
b24a43
 * Presence of "/etc/microcode_ctl/intel-ucode-disallow" file leads to skipping
b24a43
   the common part of the script.
b24a43
 * The same for "/lib/firmware/intel-ucode-disallow".
b24a43
b24a43
During the kernel-version-specific part, each caveat is checked against every
b24a43
kernel version, and those combinations, for which caveat check succeeds,
b24a43
gets the symlinks to the associated microcode files populated.
b24a43
 * Absence of "/lib/firmware/KERNEL_VERSION/readme-CAVEAT" prevents update_ucode
b24a43
   from removing symlinks related to the caveat for specific kernel version.
b24a43
 * Since the check is being done by check_caveats, all the overrides that
b24a43
   described there also stay.
b24a43
b24a43
Usage:
b24a43
    update_ucode [--action {add|remove|refresh|list}] [--kernel KERNELVER]*
b24a43
                 [--verbose] [--dry-run] [--cleanup intel_ucode caveats_ucode]
b24a43
                 [--skip-common] [--skip-kernel-specific]
b24a43
b24a43
Options:
b24a43
  --action - action to perform. Currently, the following actions are supported:
b24a43
              * "add" - create new symlinks.
b24a43
              * "remove" - remove old symlinks that are no longer needed.
b24a43
              * "refresh" - re-populate symlinks.
b24a43
              * "list" - list files under control of update_ucode.
b24a43
             By default, "refresh" action is executed.
b24a43
  --kernel - kernel version to process. By default, list of kernel versions
b24a43
             is formed based on contents of /lib/firmware and /lib/modules
b24a43
             directories.
b24a43
  --verbose - verbose output.
b24a43
  --dry-run - do not call commands, just print the invocation lines.
b24a43
  --cleanup - cleanup mode. Used by post-uninstall script during package
b24a43
              upgrades. Removes excess files in accordance to the contents
b24a43
              of the files provided in the arguments to the option.
b24a43
  --skip-common - do not process /lib/firmware directory.
b24a43
  --skip-kernel-specific - do not process /lib/firmware/KERNEL_VERSION
b24a43
                           directories.
b24a43
b24a43
Return value:
b24a43
  0 on success, 1 on error.
b24a43
b24a43
b24a43
reload_microcode script
b24a43
-----------------------
b24a43
"reload_microcode" is a script that is called by microcode.service and
b24a43
triggers late microcode reloading (by writing "1" to
b24a43
/sys/devices/system/cpu/microcode/reload) if the following check are passed:
b24a43
 * the microcode update performed not in a virtualised environment;
b24a43
 * running kernel passes "check_caveats" checks that applicable to the current
b24a43
   CPU model.
b24a43
b24a43
For a virtualised environment check, the script searches the "/proc/cpuinfo"
b24a43
file for presence of the "hypervisor" flag among CPU features (it corresponds
b24a43
to a CPUID feature bit set by hypervisors in order to inform that the kernel
b24a43
operates inside a virtual machine).  This check can be overridden and skipped
b24a43
by creation of a file "/etc/microcode_ctl/ignore-hypervisor-flag".
b24a43
b24a43
The script has no options and always returns 0.
b24a43
b24a43
b24a43
99microcode_ctl-fw_dir_override dracut module
b24a43
---------------------------------------------
b24a43
This dracut module injects directories with microcode files for caveats
b24a43
that pass "early" check_caveats check (with "-e" flag). In addition
b24a43
to "check_caveats" overrides, the following abilities to control module's
b24a43
behaviour are present:
b24a43
 * Presence of one of the following files:
b24a43
   - /etc/microcode_ctl/ucode_with_caveats/skip-host-only-check
b24a43
   - /etc/microcode_ctl/ucode_with_caveats/skip-host-only-check-$cfg
b24a43
   - /lib/firmware/$kver/skip-host-only-check
b24a43
   - /lib/firmware/$kver/skip-host-only-check-$cfg
b24a43
   (where "$kver" is the kernel version in question and "$cfg" is the caveat
b24a43
   directory name) allows skipping matching of microcode file name when dracut's
b24a43
   Host-Only mode is enabled.
b24a43
b24a43
When caveats_check succeeds, caveats directory (not its possibly populated
b24a43
version for late microcode update: "/lib/firmware/KERNEL_VERSION";
b24a43
it is done so in order
b24a43
to have ability to configure list of caveats enabled for early and late
b24a43
microcode update, independently) is added to dracut's list of firmware search
b24a43
directories.
b24a43
b24a43
The module can be disabled by running dracut with
b24a43
"-o microcode_ctl-fw_dir_override" (for one-time exclusion), or it can
b24a43
be disabled permanently by uncommenting string
b24a43
"omit_dracutmodules+=' microcode_ctl-fw_dir_override '" in
b24a43
/usr/lib/dracut/dracut.conf.d/99-microcode-override.conf configuration file.
b24a43
b24a43
See dracut(8), section "Omitting dracut Modules", and dracut.conf(5), variable
b24a43
"omit_dracutmodules" for additional information.
b24a43
b24a43
b24a43
Caveats
b24a43
=======
b24a43
b24a43
Intel Broadwell-EP/EX ("BDX-ML B/M/R0") caveat
b24a43
----------------------------------------------
b24a43
Microcode update process on Intel Broadwell-EP/EX CPUs (BDX-ML B/M/R0,
b24a43
family 6, model 79, stepping 1) has issues that lead to system instability.
b24a43
A series of changes for the Linux kernel has been developed in order to work
b24a43
around those issues; however, as it turned out, some systems have issues even
b24a43
when a microcode update performed on a kernel that contains those changes.
b24a43
As a result, microcode update for this CPU model is disabled by default;
b24a43
the microcode file, however, is still shipped as a part of microcode_ctl
b24a43
package and can be used for performing a microcode update if it is enforced
175f9a
via the aforementioned overrides. (See the sections "check_caveats script"
5ebb7f
and "reload_microcode script" for details.)
b24a43
175f9a
Caveat name: intel-06-4f-01
175f9a
b24a43
Affected microcode: intel-ucode/06-4f-01.
b24a43
b9f9de
Dependencies: intel
b9f9de
62b1c6
Mitigation: microcode loading is disabled for the affected CPU model.
b24a43
b24a43
Minimum versions of the kernel package that contain the aforementioned patch
b24a43
series:
b24a43
 - Upstream/RHEL 8: 4.17.0
c08efc
 - RHEL 7.6 onwards:  3.10.0-894
b24a43
 - RHEL 7.5:  3.10.0-862.6.1
b24a43
 - RHEL 7.4:  3.10.0-693.35.1
b24a43
 - RHEL 7.3:  3.10.0-514.52.1
b24a43
 - RHEL 7.2:  3.10.0-327.70.1
b24a43
 - RHEL 6.10: 2.6.32-754.1.1
b24a43
 - RHEL 6.7:  2.6.32-573.58.1
b24a43
 - RHEL 6.6:  2.6.32-504.71.1
b24a43
 - RHEL 6.5:  2.6.32-431.90.1
b24a43
 - RHEL 6.4:  2.6.32-358.90.1
b24a43
b24a43
b24a43
Early microcode load inside a virtual machine
b24a43
---------------------------------------------
c08efc
RHEL 8 kernel supports performing microcode update during early boot stage
c08efc
from a cpio archive placed at the beginning of the initramfs image.  However,
c08efc
when an early microcode update is attempted inside some virtualised
c08efc
environments, that may result in unexpected system behaviour.
b24a43
175f9a
Caveat name: intel
175f9a
b24a43
Affected microcode: all.
b24a43
b9f9de
Dependencies: (none)
b9f9de
175f9a
Mitigation: early microcode loading is disabled for all CPU models on kernels
175f9a
without the fix.
b24a43
62b1c6
Minimum versions of the kernel package that contain the fix:
b24a43
 - Upstream/RHEL 8: 4.10.0
c08efc
 - RHEL 7.6 onwards: 3.10.0-930
b24a43
 - RHEL 7.5: 3.10.0-862.14.1
b24a43
 - RHEL 7.4: 3.10.0-693.38.1
b24a43
 - RHEL 7.3: 3.10.0-514.57.1
62b1c6
 - RHEL 7.2: 3.10.0-327.73.1
b24a43
b24a43
5ebb7f
Intel Sandy Bridge-E/EN/EP caveat
5ebb7f
---------------------------------
27aa66
Microcode revision 0x718 for Intel Sandy Bridge-E/EN/EP (SNB-EP, family 6,
27aa66
model 45, stepping 7), that was released to address MDS vulnerability,
27aa66
and was available from microcode-20190618 up to microcode-20190508 release)
27aa66
could lead to system instability[1][2].  In order to address this,
27aa66
this microcode update was not used and the previous microcode revision
27aa66
was provided instead by default; the microcode file, however, was still shipped
27aa66
as part of microcode_ctl package and could be used for performing a microcode
27aa66
update if it is enforced via the aforementioned overrides.  With the release
27aa66
of 0x71a revision of the microcode (as art of microcode-20200520 release)
27aa66
that aims at fixing the aforementioned stability issue, the latest microcode
27aa66
revision is again used by default; it is still provided via the caveat
27aa66
mechanism, hovewer, in order to enable ability to disable it in case such
27aa66
a need arises.  (See the sections "check_caveats script" and "reload_microcode
27aa66
script" for details regarding caveats mechanism operation.)
175f9a
494736
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/15
494736
[2] https://access.redhat.com/solutions/4593951
494736
175f9a
Caveat name: intel-06-2d-07
5ebb7f
5ebb7f
Affected microcode: intel-ucode/06-2d-07.
5ebb7f
b9f9de
Dependencies: intel
b9f9de
27aa66
Mitigation: None; the latest revision of the microcode file is used by default;
27aa66
previously published microcode revision 0x714 is still available as a fallback
27aa66
as part of "intel" caveat.
5ebb7f
5ebb7f
175f9a
Intel Skylake-SP/W/X caveat
175f9a
---------------------------
27aa66
Microcode revision 0x2000065 (that was provided with microcode releases
27aa66
microcode-20191112 up to microcode-20200520) for some CPU models that belong
27aa66
to Intel Skylake Scalable Platform (SKL-W/X, family 6, model 85, stepping 4,
27aa66
Workstation/HEDT segments) could lead to hangs during reboot[1].  In order
27aa66
to address this, by default this microcode update was disabled by default and
27aa66
and the previous 0x2000064 microcode revision was used instead; the microcode
27aa66
file with, however, is still shipped as part of microcode_ctl package and can
27aa66
be used for performing a microcode update if it is enforced
27aa66
via the aforementioned overrides. With the availability of 0x2006906 revision
27aa66
of the microcode (in the microcode-20200609 release) that fixes
27aa66
the aforementioned issue, the latest microcode revision is again used
27aa66
by default; it is still provided via caveat mechanism, hovewer, in order
27aa66
to enable ability to disable it in case such a need arises.  (See the sections
27aa66
"check_caveats script" and "reload_microcode script" for details regarding
27aa66
caveats mechanism operation.)
494736
494736
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/21
175f9a
175f9a
Caveat name: intel-06-55-04
175f9a
175f9a
Affected microcode: intel-ucode/06-55-04.
175f9a
b9f9de
Dependencies: intel
b9f9de
27aa66
Mitigation: None; the latest revision of the microcode file is used by default;
27aa66
previously published microcode revision 0x2000064 is still available
27aa66
as a fallback as part of "intel" caveat.
27aa66
27aa66
b9f9de
Intel Skylake-U/Y caveat
b9f9de
------------------------
b9f9de
Some Intel Skylake CPU models (SKL-U/Y, family 6, model 78, stepping 3)
b9f9de
have reports of system hangs when revision 0xdc of microcode, that is included
b9f9de
in microcode-20200609 update to address CVE-2020-0543, CVE-2020-0548,
b9f9de
and CVE-2020-0549, is applied[1].  In order to address this, microcode update
b9f9de
to the newer revision has been disabled by default on these systems,
b9f9de
and the previously published microcode revision 0xd6 is used instead; the newer
b9f9de
microcode files, however, are still shipped as part of microcode_ctl package
b9f9de
and can be used for performing a microcode update if they are enforced
b9f9de
via the aforementioned overrides.  (See the sections "check_caveats script"
b9f9de
and "reload_microcode script" for details.)
27aa66
27aa66
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/31
27aa66
b9f9de
Caveat name: intel-06-4e-03
27aa66
b9f9de
Affected microcode: intel-ucode/06-4e-03
b9f9de
b9f9de
Dependencies: intel
27aa66
27aa66
Mitigation: previously published microcode revision 0xd6 is used by default.
175f9a
175f9a
b9f9de
Intel Skylake-H/S/Xeon E3 v5 caveat
b9f9de
-----------------------------------
b9f9de
Some Intel Skylake CPU models (SKL-H/S/Xeon E3 v5, family 6, model 94,
b9f9de
stepping 3) had reports of system hangs when revision 0xdc of microcode,
b9f9de
that is included in microcode-20200609 update to address CVE-2020-0543,
b9f9de
CVE-2020-0548, and CVE-2020-0549, was applied[1].  In order to address this,
b9f9de
microcode update to the newer revision had been disabled by default on these
b9f9de
systems, and the previously published microcode revision 0xd6 was used instead.
b9f9de
The revision 0xea seems[2] to have fixed the aforementioned issue, hence
b9f9de
the latest microcode revision usage it is enabled by default,
b9f9de
but can be disabled explicitly via the aforementioned overrides.  (See
b9f9de
the sections "check_caveats script" and "reload_microcode script" for details.)
b9f9de
b9f9de
[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/31#issuecomment-644885826
b9f9de
[2] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/31#issuecomment-857806014
b9f9de
b9f9de
Caveat names: intel-06-5e-03
b9f9de
b9f9de
Affected microcode: intel-ucode/06-5e-03.
b9f9de
b9f9de
Dependencies: intel
b9f9de
b9f9de
Mitigation: None; the latest revision of the microcode file is used by default;
b9f9de
previously published microcode revision 0xd6 is still available as a fallback
b9f9de
as part of "intel" caveat.
b9f9de
b9f9de
a5370a
Dell caveats
a5370a
------------
a5370a
Some Dell systems that use some models of Intel CPUs are susceptible to hangs
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and system instability during or after microcode update to revision 0xc6/0xca
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(included as part of microcode-20191113/microcode-20191115 update that addressed
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CVE-2019-0117, CVE-2019-0123, CVE-2019-11135, and CVE-2019-11139)
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and/or revision 0xd6 (included as part of microcode-20200609 update
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that addressed CVE-2020-0543, CVE-2020-0548, and CVE-2020-0549)
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[1][2][3][4][5][6].  In order to address this, microcode update to the newer
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revision has been disabled by default on these systems, and the previously
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published microcode revisions 0xae/0xb4/0xb8 are used by default
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for the OS-driven microcode update.
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[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/23
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[2] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/24
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[3] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/33
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[4] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/34
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[5] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/35
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[6] https://bugzilla.redhat.com/show_bug.cgi?id=1846097
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Caveat names: intel-06-8e-9e-0x-dell, intel-06-8e-9e-0x-0xca
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Affected microcode: intel-ucode/06-8e-09, intel-ucode/06-8e-0a,
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                    intel-ucode/06-8e-0b, intel-ucode/06-8e-0c,
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                    intel-ucode/06-9e-09, intel-ucode/06-9e-0a,
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                    intel-ucode/06-9e-0b, intel-ucode/06-9e-0c,
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                    intel-ucode/06-9e-0d.
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Dependencies: intel
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Mitigation: previously published microcode revision 0xac/0xb4/0xb8 is used
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            by default if /sys/devices/virtual/dmi/id/bios_vendor reports
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	    "Dell Inc."; otherwise, the latest microcode revision is used.
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	    Caveat with revision 0xca of microcode files is provided
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	    as a convenience for the cases where it was working well before.
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Intel Tiger Lake-UP3/UP4 caveat
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-------------------------------
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Some systems with Intel Tiger Lake-UP3/UP4 CPUs (TGL, family 6, model 140,
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stepping 1) had reports of system hangs when a microcode update,
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that was included since microcode-20201110 release, was applied[1].
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In order to address this, microcode update to a newer revision had been disabled
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by default on these systems.  The revision 0x88 seems to have fixed
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the aforementioned issue, hence it is enabled by default; however, it is still
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can be disabled via the aforementioned overrides.  (See the sections
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"check_caveats script" and "reload_microcode script" for details.)
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[1] https://github.com/intel/Intel-Linux-Processor-Microcode-Data-Files/issues/44
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Caveat names: intel-06-8c-01
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Affected microcode: intel-ucode/06-8c-01.
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Dependencies: intel
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Mitigation: None; the latest revision of the microcode file is used by default.
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Additional information
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======================
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Red Hat provides updated microcode, developed by its microprocessor partners,
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as a customer convenience.  Please contact your hardware vendor to determine
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whether more recent BIOS/firmware updates are recommended because additional
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improvements may be available.
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Information regarding microcode revisions required for mitigating specific
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Intel CPU vulnerabilities is available in the following knowledge base articles:
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 * CVE-2017-5715 ("Spectre"):
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   https://access.redhat.com/articles/3436091
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 * CVE-2018-3639 ("Speculative Store Bypass"):
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   https://access.redhat.com/articles/3540901
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 * CVE-2018-3620, CVE-2018-3646 ("L1 Terminal Fault Attack"):
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   https://access.redhat.com/articles/3562741
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 * CVE-2018-12130, CVE-2018-12126, CVE-2018-12127, and CVE-2019-11091
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   ("Microarchitectural Data Sampling"):
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   https://access.redhat.com/articles/4138151
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 * CVE-2019-0117 (Intel SGX Information Leak),
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   CVE-2019-0123 (Intel SGX Privilege Escalation),
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   CVE-2019-11135 (TSX Asynchronous Abort),
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   CVE-2019-11139 (Voltage Setting Modulation):
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   https://access.redhat.com/solutions/2019-microcode-nov
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 * CVE-2020-0543 (Special Register Buffer Data Sampling),
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   CVE-2020-0548 (Vector Register Data Sampling),
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   CVE-2020-0549 (L1D Cache Eviction Sampling):
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   https://access.redhat.com/solutions/5142751
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 * CVE-2020-8695 (Information disclosure issue in Intel SGX via RAPL interface),
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   CVE-2020-8696 (Vector Register Leakage-Active),
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   CVE-2020-8698 (Fast Forward Store Predictor):
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   https://access.redhat.com/articles/5569051
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 * CVE-2020-24489 (VT-d-related Privilege Escalation),
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   CVE-2020-24511 (Improper Isolation of Shared Resources),
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   CVE-2020-24512 (Observable Timing Discrepancy),
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   CVE-2020-24513 (Information Disclosure on Some Intel Atom Processors):
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   https://access.redhat.com/articles/6101171
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 * CVE-2021-0127 (Intel Processor Breakpoint Control Flow),
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   CVE-2021-0145 (Fast store forward predictor - Cross Domain Training),
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   CVE-2021-0146 (VT-d-related Privilege Escalation),
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   CVE-2021-33120 (Out of bounds read for some Intel Atom processors):
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   https://access.redhat.com/articles/6716541
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 * CVE-2022-0005 (Informational disclosure via JTAG),
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   CVE-2022-21123 (Shared Buffers Data Read),
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   CVE-2022-21125 (Shared Buffers Data Sampling),
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   CVE-2022-21127 (Update to Special Register Buffer Data Sampling),
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   CVE-2022-21131 (Protected Processor Inventory Number (PPIN) access protection),
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   CVE-2022-21136 (Overclocking service access protection),
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   CVE-2022-21151 (Optimization Removal-Induced Informational Disclosure),
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   CVE-2022-21166 (Device Register Partial Write):
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   https://access.redhat.com/articles/6963124
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 * CVE-2022-21233 (Stale Data Read from legacy xAPIC):
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   https://access.redhat.com/articles/6976398